Thrivent Mutual Fund Forms

Traditional-SEP IRA Account Application

You can apply online for a traditional IRA or a SEP IRA (as an employee). You can also download a form (MF29029IRA) to apply.

Roth IRA Account Application

You can apply online for a Roth IRA. You can also download a form (MF29029RTH) to apply.

Transfer/Direct Rollover/Conversion Request

You can initiate an online request for an IRA-to-IRA transfer, direct rollover, or Roth IRA conversion. You can also download a form (MF11502) to initiate these transactions.

Non-Retirement Account Application

You can apply online for non-retirement accounts, including individual, joint ownership, and Uniform Transfer to Minor (UTMA). Download this form (MF29029) to apply for a new non-retirement account for:

• Trusts (also complete the Certification of Trust form below)
• Estates
• Conservatorships/Guardianships
• Businesses/Organizations (also complete the Business Entity Information form below)

Coverdell ESA Custodial Account Application

You can apply online for a Coverdell ESA. You can also download a form (MF29029EDU) to apply.

Business Entity Information

Download this form (MF23438) to authorize ownership of mutual fund account by a business.

Certification of Trust

Download this form (MF24143) to authorize ownership of mutual fund account by a trust.

403(b) Transfer/Exchange Request

Download this form (MF24965) for transfer/exchange/rollover/conversion requests into or out of a 403(b) Tax Sheltered Annuity Plan for Mutual Funds.

Transfer of Ownership Request

You can use this form (MF23432) to:

• Add or remove an account owner 
• Gift shares from an account
• Transfer an account into a trust
• Change custodian, responsible individual, conservator, or guardian
• Transfer an UTMA/UGMA for minor who has reached age of majority 
• Transfer an account due to death 

Mutual Funds Beneficiary Designation

Use this form (MF307) to add or update the beneficiaries to your account.

Certification of Trust

Download this form (MF24143) to authorize ownership of mutual fund account by a trust.

Mutual Funds Interested Party Statement Authorization

Use this form (MF26822) to add or update authorization for an interested party to receive confirmation and quarterly statements.

Plan Administration Online Access

Use this form (MF29612N8) for SEP, SIMPLE, and 403(b) to request access to Plan Administration Online, which will allow the plan administer to:

• Create and submit rosters
• Adjust participant contributions
• Complete ACH contributions into participant accounts

Qualified Charitable Distribution Request

Use this form (MF29998) to process a Qualified Charitable Distribution (QCD) from your IRA.

• Request a one-time or recurring systematic QCD - The distribution check will be made payable to the charity and can be sent to the address of the charity or directly to the address on your account.
• IRA holder must age 70.5 or older at the time of the distribution
• Can be processed from a Traditional IRA, Roth IRA, Non-Ongoing SEP or SIMPLE IRAs (no contributions received in the same year the charitable distribution occurs) or Inherited IRAs provided beneficiary has reached age 70.5 at the time of the distribution

Telephone Transactions

Download this form (MF23435) to establish/change/stop telephone redemption/exchange/purchase options.

Non-Retirement Account Beneficiary Claim

Download this form (MF34914) to initiate a non-retirement account beneficiary claim.

Retirement Account Beneficiary Claim

Download this form (MF34915) to initiate a retirement account beneficiary claim.

Required Minimum Distribution Request

If you know the amount of your Required Minimum Distribution (RMD), you can set up a one-time distribution online. If you don’t know the amount of your RMD, you’ll need to fill out the Required Minimum Distribution form (MF14643). Before you send us your form, make sure you’ve provided the following:

• Fund/Account number
• Whether you want a one-time distribution or ongoing automatic distributions
• Indicate your preferred method of distribution
• For direct deposit, indicate the routing number and account number of your financial institution
• Account owner signatures and date signed

Once you’ve completed the form, mail it or fax it to our office using the address and fax number found on the form.

Exchange Request

You can move money between funds online by logging into your Thrivent Mutual Funds account and accessing your Portfolio screen. You can also download this form (MF23434) to move money between accounts (form only) or move money between funds.

Automatic Purchase Plan

You can do these purchase activities online by logging into your Thrivent Mutual Funds account and accessing your Portfolio screen:

• Establish a purchase plan
• Change an existing purchase plan
• Stop existing purchase plan
• Change financial institution information

You can also do these activities by downloading and completing the Automatic Purchase Plan form (MF6568). Before you send us your form, make sure you’ve provided the following:

• Bank information including routing number and account number
• Start date for your ongoing deductions
• Account owner signatures and date signed

Once you’ve completed the form, mail it or fax it to our office using the address and fax numbers found on the form. 

Non-Retirement Account Redemption Request

You can redeem non-retirement account mutual fund shares online by logging into your Thrivent Mutual Funds account and accessing your Portfolio screen. You can also use this form (MF23433) to redeem mutual fund shares or make a death distribution (form only).

Retirement Account Redemption Request

You can also redeem retirement account mutual fund shares online by logging into your Thrivent Mutual Funds account and accessing your Portfolio screen. You can also use this form (MF28938) to redeem mutual fund shares or make a death distribution (form only).

Transfer/Direct Rollover/Conversion Request

You can initiate an online request for an IRA-to-IRA transfer, direct rollover, or Roth IRA conversion. You can also download a form (MF11502) to initiate these transactions.

Business Entity Information

Download this form (MF23438) to authorize ownership of mutual fund account by a business.

Nonqualified Account Transfer Request

Download this form (MF10136) to initiate a Nonqualified Account Transfer Request.

Automatic Redemption Plan

Download this form (MF23430) to establish/change/stop ongoing systematic redemptions.

Automatic Exchange Plan

Download this form (MF23428) to establish/change/stop ongoing systematic requests to move money from one fund to another fund with like registrations.

Excess Removal of SIMPLE IRA Employee Contributions

Download this form (MF24999) to remove excess contributions from a SIMPLE IRA account.

Excess Removal from Traditional IRA/Roth IRA/SEP IRA/SARSEP IRA

Download this form (MF6535) to remove excess contributions from a Traditional IRA, Roth IRA, SEP IRA or SARSEP IRA account.

Dividends/Capital Gains Distribution

Download this form (MF23429) to update Dividend and/or Capital Gain distribution options.