How to buy mutual funds from Thrivent

We’re delighted you’re considering Thrivent Mutual Funds. No matter how you buy, we’re here to help you invest with confidence.

Buy online through Thrivent Funds

You can open an account and purchase funds right on our site.

Why buy online?

  • Set up an account starting with as little as $50 per month1
  • Access your online account at your convenience.
  • Purchase funds without transaction fees or sales charges.

 

Buy through a financial professional

Need more guidance? Ask your financial professional about Thrivent Mutual Funds.

Why work with a financial professional?

  • Receive investment help from an experienced professional.
  • Build a relationship through in-person meetings.
  • Get help planning for life’s goals such as saving and retirement.

Additional fees may apply, when working with a financial professional.

 

Buy through an investment account

Our funds can be purchased through other online brokerage platforms. Search for Thrivent Mutual Funds when making your selections.

Why buy through a brokerage account?

  • Add Thrivent Mutual Funds to investments within your existing portfolio.
  • Take advantage of your account to keep your investments in one place.

Additional fees may apply.

 


Not quite ready?

We want you to invest your money wisely and with confidence. Here are some other options that may help you.

 

Need more help?

Call or email us.
800-847-4836

M-F, 8 a.m. – 6 p.m. CT
Say “mutual funds" for faster service.
contactus@thriventfunds.com or,
Visit our support page

 

New accounts with a minimum investment amount of $50 are offered through the Thrivent Mutual Funds "automatic purchase plan." Otherwise, the minimum initial investment requirement is $2,000 for non-retirement accounts and $1,000 for IRA or tax-deferred accounts, minimum subsequent investment requirement is $50 for all account types. Account minimums for other options vary.

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Thrivent Small Cap Stock Fund —
Class A
AASMX
AASMX
Thrivent Small Cap Stock Fund
Class
Morningstar Rating
Small Blend
Overall among 583 funds as of
05/31/2022
Morningstar ratings are calculated based on risk-adjusted return.
Risk profile
Conservative Aggressive

Market Cap & Style

Large
Mid
Small
Value
Blend
Growth
Inception date
7/1/1996
As of
Public offering price
N/A
Net asset value
N/A
Daily NAV change
$N/A
As of N/A
YTD return with sales charge
-11.53%
1-year return with sales charge
-8.46%
As of 05/31/2022
Net annual fund operating expenses
1.07%
As of
Max sales charge
4.50%
As of

Thrivent Small Cap Stock Fund seeks long-term capital growth.

This fund looks to provide investors with competitive performance through favorable stock selection while monitoring risk. The Fund typically invests in a combination of small-sized companies across the growth and value spectrums. Growth stocks are companies whose earnings are expected to grow at an above-average rate relative to the market. Value stocks are companies that trade at a lower price compared to the market average, as measured by valuation ratios that compare the stock’s price to the company’s earnings and growth trends. Small-sized companies may have the opportunity to grow more rapidly than larger companies as they potentially emerge from a small to a medium-sized company. However, they typically do not pay significant dividends to shareholders and instead reinvest earnings back into the company. Smaller companies have greater volatility (or more risk) because they are often less seasoned, have narrower product lines, less liquidity, smaller revenues and fewer resources than larger companies.

The Fund may be suitable for investors who:

  • Seek long-term growth
  • Have a long-term investment time horizon and an aggressive risk tolerance
  • Are able to withstand a high level of risk and volatility in pursuit of potentially high long-term returns
Fund management

Our seasoned team of more than 130 investment professionals brings their deep expertise to managing each fund so you can feel confident in the choices you’re making. More than 75% have at least 10 years of experience, more than 45% have more than 20 years of investment experience, and more than 80% have earned the Chartered Financial Analyst designation, an advanced degree, or both.

  • Matthew D. Finn, CFA
    Matthew D. Finn, CFA
    VP, Head of Equity Funds
    Managing this fund since 2013

    Mr. Finn joined Thrivent in 2004. He is the Head of Equity Mutual Funds. Read more.

  • James M. Tinucci, CFA
    James M. Tinucci, CFA
    Senior Portfolio Manager
    Managing this fund since 2015

    Mr. Tinucci joined Thrivent in 2014. He previously held various positions at Thrivent from 2007 to 2012. Prior to rejoining Thrivent, Mr. Tinucci was a manager at Deloitte Consulting. Read more.


Performance

Performance data cited represents past performance and should not be viewed as an indication of future results. Investment return and principal value of the investment will fluctuate so that an investor's shares, when redeemed may be worth more or less than the original cost. Current performance may be lower or higher than the performance data quoted.


Average Annualized Returns

as of 05/31/2022
1.07% Total annual fund operating expenses

The average annualized returns for the fund reflect the current maximum sales charge of 4.50%.

See data by:

Growth of 10K

as of 05/31/2022
$36,687
Total market value
$19,561
Current value of reinvested dividends and capital gains

Calendar year performance

as of 05/31/2022

Characteristics

Performance data cited represents past performance and should not be viewed as an indication of future results. Investment return and principal value of the investment will fluctuate so that an investor's shares, when redeemed may be worth more or less than the original cost. Current performance may be lower or higher than the performance data quoted.


Holdings breakdown

as of 05/31/2022
Total number of holdings
85
Turnover ratio (as of 04/29/2022)
34%

Top 10 Holdings

as of 04/29/2022
20.93%
of all holdings
N/A
N/A
Security name % of total assets
Lantheus Holdings, Inc. 3.60%
TTM Technologies, Inc. 2.47%
Crane Company 2.09%
Heartland Financial USA, Inc. 1.98%
Ashland Global Holdings, Inc. 1.94%
Ionis Pharmaceuticals, Inc. 1.86%
Curtiss-Wright Corporation 1.82%
Air Lease Corporation 1.79%
ManpowerGroup, Inc. 1.70%
Devon Energy Corporation 1.68%

Fund Diversification

as of 03/31/2022
N/A
N/A
  • Industrials
    21.83%
  • Financials
    16.70%
  • Information Technology
    15.30%
  • Health Care
    10.93%
  • Consumer Discretionary
    10.39%
  • Materials
    7.33%
  • Real Estate
    6.36%
  • Consumer Staples
    3.13%
  • Energy
    2.86%
  • Cash
    2.16%
  • Utilities
    2.13%
  • Communication Services
    .86%

Equity characteristics

as of 05/31/2022
P/E Ratio Return on Equity
Thrivent Small Cap Stock Fund 17.29 10.18%
S&P 500® Index 20.14 27.24%

Ratings

Morningstar

as of 05/31/2022
Category: Small Blend
Morningstar Information
Check out our funds that received 4- or 5-Star Overall Morningstar RatingTM
Funds in category
Overall
583
3-Year
583
5-Year
534
10-Year
350
Risk vs. category
Below Average
583
Return vs. category
High
583

Morningstar ratings are calculated based on risk-adjusted return.

Equity Style Map
Large
Mid
Small
Value
Blend
Growth
Weighted average of holdings
75% of fund's stock holdings

Distributions

as of 05/31/2022
Dividends Month End Nav Month End Pop
June 2021 $0.0000 $27.22 $28.50
July 2021 $0.0000 $27.16 $28.44
August 2021 $0.0000 $27.59 $28.89
September 2021 $0.0000 $26.82 $28.08
October 2021 $0.0000 $27.87 $29.18
November 2021 $0.0000 $27.02 $28.29
December 2021 $0.1132 $24.44 $25.59
January 2022 $0.0000 $22.97 $24.05
February 2022 $0.0000 $23.78 $24.90
March 2022 $0.0000 $24.02 $25.15
April 2022 $0.0000 $22.45 $23.51
May 2022 $0.0000 $22.64 $23.71

Trailing 12-Months; Dividend Schedule: Paid Annually


Capital gains - trailing 12 months

as of 05/31/2022
Record date Short term capital gains Long term capital gains Total
06/21/2021 - $0.0066 $0.0066
12/08/2021 $0.9995 $2.4836 $3.4830

Expenses, fees, and charges

Management Fees and Other Expenses 0.82%
Distribution/12b-1 Fee 0.25%
Total Annual Fund Operating Expenses 1.07%
Redemption Fee None
Transaction Fee None
Low Balance Fee $10 semiannually
Front-End Sales Charge Max 4.50%
Back-End Sales Charge None

Minimum investment

Initial for non-retirement accounts $2,000
Initial for retirement or tax deferred accounts $1,000
Additional Purchases $50
Initial minimums are waived when a recurring investment of $50 or more is set up

Documents

Title Download View
Prospectus & Fund Documents -
Fund Facts -
Schedule of Investments -
Annual Proxy Voting -

Due to rounding, some values may not total 100%.

Strategy

The portfolio management team seeks to add value through stock selection and active management, and monitors risk in an effort to build a well-diversified portfolio. The team uses fundamental, quantitative and technical investment research techniques to identify and purchase small, financially-sound companies that appear to have strong, long-term growth prospects and capable management teams.

Risk

Smaller, less seasoned companies often have greater price volatility, lower trading volume, and less liquidity than larger, more established companies. The Fund’s value is influenced by a number of factors, including the performance of the broader market, and risks specific to the Fund’s asset classes, investment styles, and issuers. Markets may also be impacted by domestic or global events, including public health threats, terrorism, natural disasters or similar events. The Adviser's assessment of investments and ESG considerations may prove incorrect, resulting in losses or poor performance. These and other risks are described in the prospectus.